Alethia Biopharmaceuticals
Alethia Biopharmaceuticals
Acquired by NantBio
Undersigned Acted as Financial Advisor
Evolution Venture Partners
November 2023
GRI Bio
GRI Bio
Merged with Vallon Pharmaceuticals
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
April 2023
GRI Bio
$5,000,000
Bridge Financing
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
December 2022
GRI Bio
$16,000,000
Private Placement
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
April 2023
Palisade Bio
Leading Biosciences
Merged with Seneca Biopharma to Form Palisade Bio
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
April 2021
Leading Biosciences
$20,000,000
Private Placement
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
April 2021
Leading Biosciences
$1,250,000
Bridge Financing
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
January 2021
Leading Biosciences
$1,250,000
Bridge Financing
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
December 2020
Gotham Therapeutics
Gotham Therapeutics
Acquired by
858 Therapeutics
Undersigned Acted as Financial Advisor
Evolution Venture Partners
Securities offered through Ecoban Securities Corporation
June 2020
Precision Biologics
Precision Biologics
$50,000,00
Equity Investment
Undersigned Acted as Financial Advisor
Evolution Venture Partners
October 2015
VBI Vaccines
VBI Vaccines
Merged with
Paulson Capital
Undersigned Acted as Financial Advisor
Evolution Venture Partners
July 2014
VBI Vaccines
$16,250,000
Private Placement
Undersigned Acted as Financial Advisor
Evolution Venture Partners
July 2014
VBI Vaccines
$6,000,000
Secured Debt Facility
Undersigned Acted as Financial Advisor
Evolution Venture Partners
July 2014
VBI Vaccines
$1,500,000
Bridge Financing
Undersigned Acted as Financial Advisor
Evolution Venture Partners
March 2014
Viveve
Viveve
Merged with
PLC Systems
Undersigned Acted as Financial Advisor
Evolution Venture Partners
September 2014
Viveve
$6,000,000
Private Placement
Undersigned Acted as Financial Advisor
Evolution Venture Partners
September 2014
Complexa
Complexa
$13,000,000
Series B Financing
Undersigned Acted as Financial Advisor
Evolution Venture Partners
June 2014
Complexa
$3,175,000
Bridge Financing
Undersigned Acted as Financial Advisor
Evolution Venture Partners
October 2013
Past performance does not guarantee future results. For securities transactions prior to 2016 with no broker noted, securities were offered through Middlebury Securities LLC.